财经翻译过程中常用的词汇(一)

S&P/HKEx Composite 标准普尔/香港交易所综合指数

S&P/HKEx GEM 标准普尔/香港交易所创业板指数

S&P/HKEx LargeCap 标准普尔/香港交易所大型股指数

S&P/HKEx MidCap 25 标准普尔/香港交易所中型股25指数

S&P/HKEx SmallCap 50 标准普尔/香港交易所小型股50指数

safe harbour 安全港

sales representative 营业代表

sales revenue 销售收入

salvage value 残值

same day exercise 同日行使

samurai bond 武士债券

scalable 提高运作的能力

scalping 老鼠仓活动;食价

scheme of arrangement 协议安排;协议计划

screen 荧幕;屏幕*

scrip dividend 以股代息

scrip entitlement 代息股份

scrip fee 登记过户费;股票登记费

scrip issue 发行红股

scripless trading 无纸化交易

SDNet 证券及衍生产品市场综合网络

seasoned securities 优质证券

second board 第二板;第二板市场;二板市场*

second liner; second line stock 二线股

second market 第二板;第二板市场

secondary listing 第二上市

secondary market 交易市场;二级市场

Secretary for Economic Development and Labour 经济发展及劳工局局长

Secretary for Financial Services and the Treasury 财经事务及库务局局长

secured debts 抵押债项

Securities (Clearing Houses) Ordinance 《证券(结算所)条例》

Securities (Dealers, Investment Advisers, Partnerships and Representatives)

Rules 《证券(交易商、投资顾问、合伙及代表)规则》

Securities (Disclosure of Interests) Notification History Reports 《证券(披露权

益)具报纪录》

Securities (Disclosure of Interests) Notification Summaries[publication] 《证券

(披露权益)具报摘要》[刊物]

Securities (Disclosure of Interests) Ordinance 《证券(披露权益)条例》

Securities (Insider Dealing) Ordinance 《证券(内幕交易)条例》

Securities (Margin Financing) (Amendment) Ordinance 2000 《2000年证券

(保证金融资)(修订)条例》

Securities (Stock Lending) Rules 《证券(证券借出)规则》

Securities Analysts Association of China (SAAC) 中国证券业协会证券分析师专业

委员会

Securities and Exchange Act[Taiwan] 证券交易法[台湾]

Securities and Exchange Commission (SEC)[US] 证券交易委员会[美国]

Securities and Futures (Clearing Houses) Ordinance 《证券及期货(结算所)条

例》

Securities and Futures (Contracts Limits and Reportable Positions)

(Amendment) Rules 2003 《2003年证券及期货(合约限量及须申报的持仓量)

(修订)规则》

Securities and Futures (Disclosure of Interests – Exclusions) Regulation 《证券

及期货(披露权益-免除 )规例》

Securities and Futures (Disclosure of Interests – Securities Borrowing and

Lending) Rules 《证券及期货(披露权益-证券借贷)规则》

Securities and Futures (Price Stabilising) Rules   《证券及期货(稳定价格)规则》

Securities and Futures (Professional Investor) Rules 《证券及期货(专业投资者)规则》

Securities and Futures (Recognized Counterparty) Rules 《证券及期货(认可对手方 )规则》

Securities and Futures (Short Selling Exemption and Stock Lending) Rules 《证券及期货(卖空豁免及证券借出 )规则》

Securities and Futures (Stock Market Listing) Rules 《证券及期货(在证券市场上市 )规则》

Securities and Futures (Transfer of Functions – Stock Exchange Company) Order 《证券及期货(转移职能予联交所 )令》

Securities and Futures Appeals Panel 证券及期货事务上诉委员会

Securities and Futures Appeals Panel (Fee) Order 《证券及期货事务上诉委员会(费用)令》

Securities and Futures Appeals Panel Proceedings Rules 《证券及期货事务上诉委员会程序规则》

Securities and Futures Appeals Tribunal (SFAT) 证券及期货事务上诉审裁处

Securities and Futures Bureau[Taiwan] 证券期货局[台湾]

Securities and Futures Commission, The (SFC) 证券及期货事务监察委员会(证监会)

Securities and Futures Commission (Annual Returns) Rules 《证券及期货事务监察委员会(周年报表)规则》

Securities and Futures Commission (Fees) Rules 《证券及期货事务监察委员会(费用)规则》

Securities and Futures Commission (Levy) (Futures Contracts) Order 《证券及期货事务监察委员会(征费)(期货合约)令》

Securities and Futures Commission (Levy) (Securities) (Amendment) Order 《证券及期货事务监察委员会(征费)(证券)(修订)令》

Securities and Futures Commission (Levy) Rules 《证券及期货事务监察委员会(征费)规则》

Securities and Futures Commission Ordinance 《证券及期货事务监察委员会条例》

Securities and Futures Commission (Transfer of Functions) Order 《证券及期货事务监察委员会(职能移交)令》

Securities and Futures Intermediaries Activities Surveys[SFC] 《证券及期货中介机构业务调查》[证监会]

Securities and Futures Market Development Working Group   证券期货市场发展工作小组

Securities and Futures Ordinance 《证券及期货条例》

Securities and Investment Board (SIB)[UK] 证券及投资管理局[英国]

Securities Association of China, The (SAC) 中国证券业协会

securities borrowing and lending agreement (SBLA) 证券借贷协议书

Securities Brokers Course 证券经纪课程

Securities Brokers Examination 证券经纪考试

securities collateral 证券抵押品

Securities Compensation Fund Committee[SFC] 证券赔偿基金委员会[证监会]

securities investment fund 证券投资基金

securities lender 证券借出人

securities margin financier 证券保证金融资人

Securities Market Automated Research, Training & Surveillance System

(SMARTS) 证券市场数据研究、培训及监察自动化系统

Securities Market Herald [publication] 《证券市场导报》[刊物]

Securities Offering Issues sub-group   证券发售事宜工作小组

Securities Trading Automated Quotation System (STAQS)[Mainland China] 证券交易自动报价系统[中国内地]

Securities Training Programme 证券业培训课程

securities-on-hold mechanism 冻结股份机制

securitisation 证券化

securitisation ratio 证券化率*

security 抵押品;担保物*

security arrangement 抵押安排;保障安排

security interest 担保权益

“see-through” price 透视价

segregated trust account 独立信托户口

segregation of securities 证券隔分

SEHK Enquiry Hotline 联交所信息服务热线

SEHK Monthly Bulletin 《香港联合交易所月刊》

SEHK Options Clearing House Limited, The (SEOCH) 香港联合交易所期权结算所有限公司(联交所期权结算所)

selective marketing basis 选择性销售方式

Self Clearing Participant (SCP) 自行结算参与者

self-clearing 自行结算

self-regulatory organisation; self-regulating organisation 自律监管机构

sell order 卖盘;沽盘

sensitivity analysis 敏感度分析

SEOCH collateral 联交所期权结算所抵押品

SEOCH Participant 联交所期权结算所参与者

separate listing 独立上市

Serial Month Hibor Futures 三个月拆息利率期货

series margin value 系列按金价值

set off 抵销

Settled Position Report[CCASS] 已交收数额报告[中央结算系统]

settlement 交收;清算交收*

settlement backlog 交收积压

settlement bank 交收银行

settlement cap 交收上限

settlement date 交收日

settlement instruction (SI) 交收指示

Settlement Instruction Batch Upload[CCASS] 交收指示整批传送[中央结算系统]

settlement instruction transaction “交收指示”交易

settlement period 交收期

Settlement Report[CCASS] 交收报告[中央结算系统]

settlement risk 交收风险

SFC (HKEC Listing) Appeals Committee 证监会(香港交易所上市)上诉委员会

SFC (HKEC Listing) Committee 证监会(香港交易所上市)委员会

SFC (HKEC Listing) Executive 证监会(香港交易所上市)执行人员

SFC Alert 《证监快讯》

SFC Code on MPF Products 《证监会强积金产品守则》

SFC Dual Filing Advisory Group   证监会双重存档事宜顾问小组

SFC Enforcement Reporter 《证监会执法月报》

shadow director 影子董事

Shanghai Composite Index 上证综合指数

Shanghai Municipal Futures Industry Association 上海市期货同业公会

Shanghai Petroleum Exchange 上海石油交易所

Shanghai Securities Central Clearing and Registration Corporation 上海证券中央登记结算公司

Shanghai-Shenzhen 300 Index 沪深300指数

Shanghai Stock Exchange 上海证券交易所

Shanghai United Assets and Equity Exchange 上海联合产权交易所

share capital 股本

share entitlements 股份权益

share exchange 以股换股

share incentive mechanism 股权激励机制

share margin finance provider (SMFP) 证券按贷财务提供者

share margin financing 证券保证金融资;股票按贷财务

share option 购股权;股份认购权;认股权;认股期权

share register 股东名册

share registrar 股份过户登记处;过户处

share repurchase 购回股份;股份购回

share scheme 股份计划

shareholder loan 股东贷款

Shareholders Group[SFC] 股东权益小组[证监会]

shareholding 股权

shareware 共享软件

shelf registration facility 暂搁注册;缓行注册;储架式注册*

Shenzhen Securities Clearing Company Limited 深圳证券结算有限公司

Shenzhen Securities Registration Company Limited 深圳证券登记有限公司

Shenzhen Stock Exchange 深圳证券交易所

Short Broker Participant[CCASS] 待支付的经纪参与者[中央结算系统]

short call 认购期权空仓;认购短仓

short interest 卖空股份总额

short option 期权短仓

short options contract 期权短仓合约

short position 淡仓;空仓;空头*

short put 认沽期权空仓;认沽短仓

short seller 卖空卖方

short selling/short sale 卖空;沽空;抛空

Short Selling Pilot Scheme 股份卖空试验计划

short squeeze 挟仓

short term borrowings 短期举债;短期借贷

short-dated securities 短期证券

short-term money 短期资金

SI Activity Report[CCASS] 交收指示活动报告[中央结算系统]

SI Batch File Service 整批输入交收指示

SI Status Report[CCASS] 交收指示状况报告[中央结算系统]

SI transaction 交收指示的交易

significant shareholder[GEM] 高持股量股东[创业板]

Simulated Investment Market (SIMart) 模拟投资市场

simulation system 仿真系统

Singapore Exchange (SGX) 新加坡交易所

single price auction system 单一价格竞价市场

single share derivative warrant 单一种股份的衍生权证

sinking fund 偿债基金

Sino-foreign equity joint venture 中外合资企业

slow trading 交投呆滞(/www.trustlaws.net)

Small and Medium Enterprise Board (SME Board)[Shenzhen Stock Exchange] 中小企业板块[深圳证券交易所]

small cap stock 细价股